Kentucky Public Service Commission

Order Entered: 1. Kentucky-American’s request for a CPCN for AMI meters is denied. 2. Kentucky-American’s proposed $28 monthly fee to opt-out of an AMI meter is moot and therefore denied. 3. Nothing in this Order shall be construed as prohibiting the Commission from issuing further Orders in this matter.

Order Entered: pursuant to KRS 278.190(2), Kentucky-American shall maintain its records in such manner as will allow it, the Commission, or any customer to determine the amounts to be refunded, and to whom, in the event a refund is ordered upon final resolution of this matter.

KAW Notice of Intent to Implement Proposed Rates

Lindsey Ingram Kentucky American Water

20240131_PSC Notice of Filing Hearing Documents - December 13, 2023.pdf

20240125_PSC Notice of Filing Hearing Documents - December 11, 2023.pdf

KAWs Reply Brief and Supplemental Response to PSC PHDR 12

Lindsey Ingram Kentucky American Water

Response Brief

M Todd Osterloh Lexington-Fayette Urban County Government

Filing of Information in Response to December 11, 2023 Order

Mary Ellen Wimberly Kentucky-American Water Company

Post Hearing Brief

M Todd Osterloh Lexington-Fayette Urban County Government

OAG Post-Hearing Brief

Angela M. Goad Office of the Attorney General

KAW Post-Hearing Brief

Lindsey Ingram Kentucky American Water

KAW Responses to AG and Commission Post Hearing Data Requests

Lindsey Ingram Kentucky American Water

Attorney General and Lexington Fayette Urban County Government Response to Kentucky-American Water Companys Post-Hearing Request for Information

Angela M. Goad Office of the Attorney General

Attorney General and Lexington-Fayette Urban County Government Response to the Commission Staffs Post-Hearing Request for Information

Angela M. Goad Office of the Attorney General

Notice of Errata Filing - Bulkley and Walker Rebuttal Testimony

Mary Ellen Wimberly Kentucky-American Water Company

KAWs Post Hearing DRs to AG/LFUCG

Lindsey Ingram Kentucky American Water

OAG Post-Hearing Request for Information

Angela M. Goad Office of the Attorney General

Data Request

Data Request

Order Entered: IT IS THEREFORE ORDERED that: 1. Post-hearing requests for information, if any, shall be filed on or before December 15, 2023. 2. Responses to post-hearing requests for information shall be filed on or before December 22, 2023. 3. All parties shall file a memorandum brief, should they choose to do so, in support of their respective post-hearing position on or before January 5, 2024. 4. All parties shall file any post-hearing response briefs, should they choose to do so, addressing only issues raised in initial briefs on or before January 12, 2024. 5. This case shall stand submitted for a decision by the Commission effective 12:01 a.m. Eastern Standard Time, January 13, 2024.

Errata Filing

Angela M. Goad Office of the Attorney General

Order Entered: 1. Kentucky-American’s August 18, 2023 petition for confidential treatment is granted in part and denied in part. 2. Kentucky-American’s petition for confidential treatment for its responses to Staff’s Second Request, Item 11, Attachment 4; Staff’s Second Request, Item 12; Attachments 1; Staff’s Second Request, Item 29, Attachment 1; Staff’s First Request, Item 30, Attachments 13, 20, and 21; Attorney General’s First Request Item 99, Attachments 20, 33, 34, and 36-40; Attorney General’s First Request Item 104, Attachment 1; LFUCG’s First Request, Item No. 25, Attachments 1 and 2; Attorney General’s First Request, Item 3, Attachments 1-4; Staff’s Second Request, Item 81, Attachment 1; Staff’s Second Request Item 82, Attachment 1; and Staff’s Second Request, Item 12, Attachment 2 is granted. 3. Kentucky-American’s petition for confidential treatment for its responses to Staff’s Second Request Item 17; Staff’s Second Request, Item 12, Attachments 2-3; Attorney General’s First Request, Item 46, Attachment 1-4; and LFUCG’s First Request, Item 75, Attachment 1 is denied.

Errata Filing

Angela M. Goad Office of the Attorney General

KAWs Proof of Publication of Notice of Hearing

Lindsey Ingram Kentucky American Water

Order Entered: 1. Kentucky-American’s petition for confidential treatment is granted. 2. The designated material granted confidential treatment by this Order shall not be placed in the public record or made available for public inspection for five years or until further Order of this Commission. 3. Use of the designated material granted confidential treatment by this Order in any Commission proceeding shall comply with 807 KAR 5:001, Section 13(9). 4. Kentucky-American shall inform the Commission if the designated material granted confidential treatment by this Order becomes publicly available or no longer qualifies for confidential treatment.

OAG Witness List

Angela M. Goad Office of the Attorney General

OAG and LFUCG Joint Witness List

Angela M. Goad Office of the Attorney General

KAWs Witness List

Lindsey Ingram Kentucky American Water

Notice of Request to Publish Hearing Notice

Lindsey Ingram Kentucky American Water

Order Entered: 1. Parties introducing exhibits at the hearing in this matter must prepare sufficient copies of each exhibit to furnish a copy for the record and a copy for the witness, each party, Commission Staff, and each Commissioner. 2. Parties may choose to provide copies of and present exhibits electronically if they provide digital copies of all such exhibits not already in the record via email to counsel for each party, if requested, and Commission Staff, prior to presenting the exhibit, and they display the exhibit on the screens in the hearing room through the screen sharing application used by the Commission. 3. Commission Staff shall contact counsel for the parties to provide details regarding the use of the Commission’s screen sharing application and electronic mailing addresses for the receipt of electronic exhibits. 4. Nothing in this Order shall be construed as preventing the Commission from issuing further Orders, whether in writing or during the hearing, regarding the introduction of exhibits. 5. Each party shall file a witness list for the hearing by November 30, 2023.

Order Entered: 1. Kentucky-American’s motion for reconsideration is granted. 2. Kentucky-American’s request that present chemical prices listed in its response to Staff’s First Request Item No. 1 are granted confidential treatment. 3. The remainder of the October 10, 2023 Order not in conflict with this Order remains in effect. 4. The designated material granted confidential treatment by this Order shall not be placed in the public record or made available for public inspection for five years or until further Order of this Commission. 5. Use of the designated material granted confidential treatment by this Order in any Commission proceeding shall comply with 807 KAR 5:001, Section 13(9). 6. Kentucky-American shall inform the Commission if the designated material granted confidential treatment becomes publicly available or no longer qualifies for confidential treatment. 7. In a nonparty to this proceeding requests to inspect the material granted confidential treatment by this Order and the period during which the material has been granted confidential treatment has not expired, Kentucky-American shall have 30 days from receipt of written notice of the request to demonstrate that the material still falls within the exclusions from disclosure requirements established in KRS 61.878. If Kentucky- American is unable to make such demonstration, the requested material shall be made available for inspection. Otherwise, the Commission shall deny the request for inspection.

Filing of Information in Response to October 10, 2023 Orders

Mary Ellen Wimberly Kentucky-American Water Company

KAW Rebuttal Testimony, Base Period Update, Supplemental DRs

Lindsey Ingram Kentucky American Water

Attorney General Response to Kentucky-American Water Companys First Request for Information

Angela M. Goad Office of the Attorney General

Attorney General and Lexington-Fayette Urban County Government Response to Kentucky-American Water Companys First Request for Information

Angela M. Goad Office of the Attorney General

Attorney General and Lexington-Fayette Urban County Government Response to Commission Staffs First Request for Information

Angela M. Goad Office of the Attorney General

Motion for Reconsideration of October 10, 2023 Order Denying Confidential Protection for Present Chemical Pricing

Mary Ellen Wimberly Kentucky-American Water Company

KAW DRs to AG and LFUCG

Lindsey Ingram Kentucky American Water

Data Request

Order Entered: 1. Kentucky-American’s petition for confidential treatment is granted. 2. The designated material granted confidential treatment by this Order shall not be placed in the public record or made available for public inspection for five years or until further Order of this Commission. 3. Use of the designated material granted confidential treatment by this Order in any Commission proceeding shall comply with 807 KAR 5:001, Section 13(9). 4. Kentucky-American shall inform the Commission if the designated material granted confidential treatment by this Order becomes publicly available or no longer qualifies for confidential treatment. 5. If a nonparty to this proceeding requests to inspect the material granted confidential treatment by this Order and the period during which the material has been granted confidential treatment has not expired, Kentucky-American shall have 30 days from receipt of written notice of the request to demonstrate that the material still falls within the exclusions from disclosure requirements established in KRS 61.878. If Kentucky- American is unable to make such demonstration, the requested material shall be made available for inspection. Otherwise, the Commission shall deny the request for inspection.

Order Entered: 1. Kentucky-American’s petition for confidential treatment is granted in part and denied in part. 2. Kentucky-American’s petition for confidential treatment for Kentucky- American’s 2023 General Rate Case Total Renumeration Study, chemical pricing information for Thomas G O’Drain’s Testimony, installation labor costs and meter and meter component prices in Melissa Schwarzell’s Testimony and Kentucky American’s Advanced Metering Infrastructure Deployment Plan, and Maps provided in Exhibit WAL-1 is granted. 3. Kentucky-American’s petition for confidential treatment for vendor names provided in Melissa Schwarzell’s Testimony and vendor names and product data sheets Kentucky American’s Advanced Metering Infrastructure Deployment Plan is denied. 4. The designated material granted confidential treatment by this Order shall not be placed in the public record or made available for public inspection for five years or until further order of this Commission.

Order Entered: 1. Kentucky-American’s petition for confidential treatment is granted in part and denied in part. 2. Kentucky-American’s petition for confidential treatment for forecasted chemical prices and forecasted purchased water expenses contained in Kentucky- American’s response to Staff’s First Request Item No. 1; spreadsheet of current and future wages of employees contained in Kentucky-American’s response to Staff’s First Request Item No. 1 that relate to non-executive compensation; accounting and budgeting practices provided in response to Staff’s First Request Items 4 and 5; redacted information related to non-executive employee compensation provided in Attachments 1, 2, and 3 provided in response to Staff’s First Request Item 33; performance pay information from Attachment 4 provided in response to Staff’s First Request Item No. 33; and the salary information by group provided in response to Staff’s First Request Item No. 37 is granted. 3. Kentucky-American’s petition for confidential treatment for present chemical prices and present purchased water expenses contained in Kentucky-American’s response to Staff’s First Request Item No. 1; executive compensation provided in the spreadsheet of current and future wages for employees provided in response to Staff’s First Request Item No. 1; comparison of medical benefits provided in response to Staff’s First Request Item No. 29

Attorney General Direct Testimony

Angela M. Goad Office of the Attorney General

Attorney General and Lexington-Fayette Urban County Government Direct Testimony

Angela M. Goad Office of the Attorney General

Attorney General and Lexington-Fayette Urban County Government Joint Filing of a Memorandum of Understanding

Angela M. Goad Office of the Attorney General

KAW Petition for Confidential Protection

Mary Ellen Wimberly Kentucky American Water

KAW Responses to LFUCG2

Lindsey Ingram Kentucky American Water

KAW Responses to AG2

Lindsey Ingram Kentucky American Water

KAW Responses to PSC3

Lindsey Ingram Kentucky American Water

Second Request for Information

M Todd Osterloh Lexington-Fayette Urban County Government

OAG Second Request for Information

Angela M. Goad Office of the Attorney General

Data Request

Order Entered: 1. A hearing in this matter shall be held on December 11, 2023, at 9 a.m. Eastern Standard Time and continuing until called from the bench by the presiding officer, in the Richard Raff Hearing Room at the offices of the Public Service Commission at 211 Sower Boulevard, Frankfort, Kentucky. 2. Pursuant to 807 KAR 5:001, Section 2, if the hearing is not concluded on the designated day, the hearing may be continued upon verbal announcement by the presiding officer. A verbal announcement made by the presiding officer shall be proper notice of the continued hearing. 3. Witnesses who sponsor schedules, testimony, or responses to requests for information shall participate in person at the December 11, 2023 hearing. 4. Kentucky-American Water Company (Kentucky-American) shall give notice of the hearing in compliance with 807 KAR 5:001, Section 9(2)(b). In addition, the notice of hearing shall include the following statements: “This hearing will be streamed live and may be viewed on the PSC website, psc.ky.gov” and “Public comments may be made at the beginning of the hearing. Those wishing to make oral public comments may do so by following the instructions listed on the PSC website, psc.ky.gov.” At the time the notice is mailed or publication is requested, Kentucky-American shall forward a duplicate of the notice and request to the Commission. 5. Pursuant to KRS 278.360 and 807 KAR 5:001, Section 9(9), a digital video transcript shall be made of the hearing.

Kennedy Verification

Monica Braun Kentucky-American Water Company

KAW Petition for Confidential Protection and Notice of Adoption of Witness Testimony

Mary Ellen Wimberly Kentucky American Water

KAW Responses to AG1

Lindsey Ingram Kentucky American Water

KAW Responses to LFUCG1

Lindsey Ingram Kentucky American Water

KAW Responses to PSC2

Lindsey Ingram Kentucky American Water

First Request for Information to KAWC

M Todd Osterloh Lexington-Fayette Urban County Government

OAG First Request for Information

Angela M. Goad Office of the Attorney General

Data Request

KAWs Proof of Publication of Customer Notice

Lindsey Ingram Kentucky American Water

Order Entered: 1. Kentucky-American’s request that its application be deemed filed on June 30, 2023, is denied. 2. Kentucky-American’s application is deemed filed on July 7, 2023.

Order Entered: 1. Kentucky-American’s proposed rates are suspended for six months, up to and including February 5, 2024. 2. The procedural schedule set forth in the Appendix to this Order shall be followed. 3. Kentucky-American shall respond to all requests for information propounded by Commission Staff, whether identified on the procedural schedule or otherwise, as provided in those requests. 4. Any party filing a paper with the Commission shall file an electronic copy in accordance with the electronic filing procedures set forth in 807 KAR 5:001, Section 8. Electronic documents shall be in portable document format (PDF), shall be searchable, and shall be appropriately bookmarked. The Commission directs the parties to the Commission’s July 22, 2021 Order in Case No. 2020-00085² regarding filings with the Commission.

KAW Responses to PSC1

Lindsey Ingram Kentucky American Water

Motion for Ruling on Sufficiency of Application

Monica Braun Kentucky-American Water Company

Certification

M Todd Osterloh Lexington-Fayette Urban County Government

20230712_PSC Deficiency Cured Letter.pdf

Order Entered: 1. LFUCG’s motion to intervene is granted. 2. LFUCG is entitled to the full rights of a party and shall be served with the Commission’s Orders and with filed testimony, exhibits, pleadings, correspondence, and all other documents submitted by parties after the date of this Order. 3. LFUCG shall comply with all provisions of the Commission’s regulations, 807 KAR 5:001, Section 8, related to the service and electronic filing of documents. 4. Pursuant to 807 KAR 5:001, Section 8(9), within seven days of service of this Order, LFUCG shall file a written statement with the Commission that: a. Certifies that it, or its agent, possesses the facilities to receive electronic transmissions; and b. Sets forth the electronic mail address to which all electronic notices and messages related to this proceeding shall be served.

Response to July 7 Correspondence

Monica Braun Kentucky-American Water Company

20230707_PSC Deficiency Letter.pdf

Order Entered: 1. The Attorney General’s motion to intervene is granted. 2. The Attorney General is entitled to the full rights of a party and shall be served with the Commission’s Orders and with filed testimony, exhibits, pleadings, correspondence, and all other documents submitted by parties after the date of this Order. 3. The Attorney General shall comply with all provisions of the Commission’s regulations, 807 KAR 5:001, Section 8, related to the service and electronic filing of documents. 4. Pursuant to 807 KAR 5:001, Section 8(9), within seven days of service of this Order, the Attorney General shall file a written statement with the Commission that: a. Certifies that it, or its agent, possesses the facilities to receive electronic transmissions; and b. Sets forth the electronic mail address to which all electronic notices and messages related to this proceeding shall be served.

OAG Motion to Intervene

Angela M. Goad Office of the Attorney General

Motion to Intervene

M. Todd Osterloh Lexington-Fayette Urban County Government

Application and Supporting Materials

Lindsey Ingram Kentucky American Water

Data Request

20230531_PSC Acknowledgment Letter.pdf

Kentucky-American Water Company Notice of Intent to File an Application for an Adjustment of Rates Using Electronic Filing Procedures